-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QVwMjfTZ1jU6Yq+4UEKinjXENJazwkEzeDyz6FStpykoEinkQUg7pXAoXDxDg8Og MzFG8eb/wsEwS+pl3F/zWw== 0000946275-00-000191.txt : 20000412 0000946275-00-000191.hdr.sgml : 20000412 ACCESSION NUMBER: 0000946275-00-000191 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000411 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TECHE HOLDING CO CENTRAL INDEX KEY: 0000934538 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 721287456 STATE OF INCORPORATION: LA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13D SEC ACT: SEC FILE NUMBER: 005-45433 FILM NUMBER: 598512 BUSINESS ADDRESS: STREET 1: 211 WILLOW ST CITY: FRANKLIN STATE: LO ZIP: 70538 BUSINESS PHONE: 3188283212 MAIL ADDRESS: STREET 1: 211 WILLOW ST CITY: FRANKLIN STATE: LA ZIP: 70538 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LITTLE W ROSS CENTRAL INDEX KEY: 0001111352 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 211 WILSON ST CITY: FRANKLIN STATE: LA ZIP: 70538 BUSINESS PHONE: 3378283212 MAIL ADDRESS: STREET 1: 211 WILSON ST CITY: FRANKLIN STATE: LA ZIP: 70538 SC 13D 1 SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. __________) TECHE HOLDING COMPANY --------------------- (Name of Issuer) Common Stock $0.01 Par Value Per Share ----------------------------------------------- (Title of Class of Securities) 878330 10 9 ----------------------------------------------- (CUSIP Number) John J. Spidi, Esquire Malizia Spidi & Fisch, PC 1301 K Street, N.W., Suite 700 East Washington, D.C. 20005 (202) 434-4660 ----------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) October 25, 1999 ----------------------------------------------- (Date of event which requires filing of this Statement) If the filing person has previously filed a Statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [ ]. Note. Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent. (Continued on following pages.) (Page 1 of 7 pages)
- ---------------------------------------------------- -------------------------------------------- CUSIP No. 878330 10 9 13D Page 2 of 7 Pages - ---------------------------------------------------- -------------------------------------------- - ----------------------- ------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) W. Ross Little - ----------------------- ------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] N/A - ----------------------- ------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ----------------------- ------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS PF/00 - ----------------------- ------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] N/A - ----------------------- ------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ----------------------- ------------- ----------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 133,859 Shares ------------- ----------------------------------------------------------------------------------- SHARES 8 SHARED VOTING POWER BENEFICIALLY 18,067 Shares ------------- ----------------------------------------------------------------------------------- OWNED BY 9 SOLE DISPOSITIVE POWER EACH 133,859 Shares ------------- ----------------------------------------------------------------------------------- REPORTING 10 SHARED DISPOSITIVE POWER PERSON WITH 18,067 Shares - ----------------------- ------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 151,926 Shares - ----------------------- ------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] N/A - ----------------------- ------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 5.82% (based on 2,527,252 outstanding shares) - ----------------------- ------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - ----------------------- -------------------------------------------------------------------------------------------------
Item 1. Security and Issuer - ---------------------------- The class of equity securities to which this Statement relates is the common stock, $0.01 par value per share (the "Common Stock"), of Teche Holding Company (the "Issuer"), the executive office of which is located at 211 Willow Street, Franklin, Louisiana, 70538. Item 2. Identity and Background - -------------------------------- (a) Name: H. Ross Little (b) Residence or Business Address: 211 Willow Street, Franklin, Louisiana, 70538. (c) Present Principal Occupation or Employment: Chairman of the Board of Teche Holding Company, 211 Willow Street, Franklin, Louisiana, 70538. (d) None. (e) None. (f) Citizenship: United States Item 3. Source and Amount of Funds or Other Consideration - ---------------------------------------------------------- The purchase of the Common Stock has been made with the personal funds of Mr. Little, through compensation awards as director and chairman of the board of the Issuer. Mr. Little has exercisable options to purchase 84,640 shares which were granted pursuant to compensation plans of the Issuer. Item 4. Purpose of Transaction - ------------------------------- All of the shares reported on this Schedule 13D as beneficially owned by Mr. Little were acquired for investment. Mr. Little may, from time to time, depending upon market conditions and other investment considerations, purchase additional securities of the Issuer for investment or dispose of securities of the Issuer. As a director of the Issuer, Mr. Little, from time to time, 3 explores and is presented with potential actions and transactions which may be advantageous to the Issuer and its stockholders, including possible mergers, acquisitions and other business combinations. Other than as discussed above and in the performance of his duties as a director and an executive officer of the Issuer, Mr. Little has no current plans or proposals which relate to or would result in: (a) the acquisition by any person of additional securities of the Issuer, or the disposition of securities of the Issuer; (b) an extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the Issuer or any of its subsidiaries; (c) a sale or transfer of a material amount of assets of the Issuer or any of its subsidiaries; (d) any change in the present board of directors or management of the Issuer, including any plans or proposals to change the number or term of directors or to fill any existing vacancies on the board; (e) any material change in the present capitalization or dividend policy of the Issuer; (f) any other material change in the Issuer's business or corporate structure; (g) changes in the Issuer's articles of incorporation, bylaws or instruments corresponding thereto or other actions which may impede the acquisition of control of the Issuer by any persons; 4 (h) causing a class of securities of the Issuer to be delisted from a national securities exchange or to cease to be authorized to be quoted in an inter-dealer quotation system of a registered national securities association; (i) a class of equity securities of the Issuer becoming eligible for termination of registration pursuant to Section 12(g)(4) of the Securities Exchange Act of 1934, as amended; or (j) any action similar to any of those enumerated above. Item 5. Interest in Securities of the Issuer - --------------------------------------------- (a) The reporting person beneficially owns 151,926 shares of the Issuer as of the date of this statement, representing 5.82% of the issued and outstanding shares. This includes 84,640 shares which may be acquired by Mr. Little within 60 days pursuant to exercise of stock options. (b) Mr. Little exercises sole voting and dispositive power over 133,859 shares. This amount includes 84,640 shares which may be acquired by Mr. Little within 60 days pursuant to exercise of stock options and 6,282 shares held for the benefit of Mr. Little under the Issuer's Employee Stock Ownership Plan. The total of 151,926 shares owned beneficially by Mr. Little also includes 15,425 shares owned solely by Mr. Little's wife and 2,642 shares owned jointly by Mr. Little and his wife. (c) No transactions in the class of securities being reporting on have been effected during the past sixty days. (d) No other person has any interest in the securities reported on pursuant to his Schedule 13D. (e) Not applicable. 5 Item 6. Contracts, Arrangements, Understanding, or Relationships With Respect to - -------------------------------------------------------------------------------- Securities of the Issuer ------------------------ There are no contracts, arrangements, understandings, or relationships between the undersigned and any other person with respect to the issuer's securities, including but not limited to the transfer or voting of securities, finder's fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits, division of profits or loss, the giving or withholding of proxies, or otherwise. Item 7. Material to be Filed as Exhibits - ----------------------------------------- Not applicable. 6 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete, and correct. Date: April 10, 2000 /s/ W. Ross Little -------------------- W. Ross Little -----END PRIVACY-ENHANCED MESSAGE-----